Derivatives Trading Compliance (Tech & Business)

Full-time
Remote within US
$195,000-350,000/yr
No visa sponsorship

Job description

About This Role


We are looking for a skilled professional to join our team in the Derivatives Trading Compliance sector. This position focuses on both technical and business aspects of compliance to ensure our trading activities adhere to regulatory standards.


What You'll Do


  • Conduct regulatory compliance checks and ensure adherence to financial regulations.
  • Perform risk assessments to identify potential compliance issues.
  • Monitor trade surveillance to detect irregularities in trading activities.
  • Analyze data to support compliance reporting and audits.
  • Develop and maintain reporting standards in line with regulatory requirements.
    What We're Looking For


  • Mid-level to expert experience in derivatives compliance with a strong understanding of financial regulations.
  • Proficiency in regulatory compliance, risk assessment, trade surveillance, data analysis, and audit procedures.
  • Fluency in Chinese is a plus.
  • Relevant certifications in derivatives, laws, or technology are preferred.


Benefits & Compensation


  • Competitive salary ranging from $195,000 to $350,000 per year.
  • Flexible remote work environment.

More information

Minimum education level

Bachelor's

Experience level

Mid-level (3-4 years) · Senior (5-7 years) · Expert and leadership (9+years)

Job skills

Regulatory Compliance

Risk Assessment

Trade Surveillance

Data Analysis

Financial Regulations

Reporting Standards

Audit Procedures

Certifications

derivatives

laws

tech

Languages

Chinese

Company overview

company-logo
Netheart Technology

Financial Services·1-10 employees

Expected returns trading platforms based on traditional total returns swap and fintech.